Stay off the SEC’s radar.
HarmCheck: Restricted List
Trading with restricted entities can land you in serious legal trouble. HarmCheck: Restricted List automatically checks your communications and transactions against restricted lists, making sure you don’t accidentally cross a compliance line. No more guesswork—just clean, compliant business.

Preventing costly violations
HarmCheck: Restricted List scans emails, chats, and internal messages to catch and prevent:
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Restricted Entity Violations – Mentions of individuals or organizations your firm is prohibited from engaging with.
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Unauthorized Trading Language – Communications that could signal improper trades or conflicts of interest.
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Insider Information Leaks – Messaging that could lead to insider trading risks.
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Failure to Comply with Regulatory Restrictions – Gaps in adherence to SEC, FINRA, or internal compliance policies.
We flag risks before they become violations—keeping your firm on the right side of compliance.

Works where you do—seamless integration with your existing tools
HarmCheck: Restricted List fits into your existing workflow, providing real-time protection for Gmail, Microsoft Outlook and Teams.
Protect your company today
Don’t wait for a misstep to become a headline. Email sales@harmcheck.ai to book a demo or sign up for a free trial. Let’s keep your communications clear, compliant, and catastrophe-free.